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Natwest Group PLC
For Holders On:
27 October 2023
In October 2023, NatWest (NWG) admitted serious failings related to closing Nigel Farage’s account, UK Financial Conduct Authority openin...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...
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Mitsubishi Electric Corp ADR
For Holders On:
08 July 2021
In June 2021, a Japanese newspaper reported Mitsubishi Electric (MIELY) admitting faking test data for AC equipment supplied to train com...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...
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Medallion Financial Corp
For Holders On:
29 December 2021
In December 2021, the SEC charged Medallion (MFIN) and its President and COO, “with illegally engaging in two schemes in an effort to rev...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...
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MaxLinear Inc
For Holders On:
26 October 2023
In July and October 2023, MaxLinear (MXL) disclosed sharp Y2Y drop in revenue for Q2’23 and Q3’23 respectively, as well as revised downwa...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...
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Lincoln National Corporation
For Holders On:
03 November 2022
In November 2022, Lincoln (LNC) reported a $2.6B net loss for Q3 2022 and a $634M goodwill impairment. $LNC fell 33.2%, losing $2.9B+ sha...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...
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Laboratory Corporation of America Holdings
For Holders On:
03 January 2022
In January 2022, the NYT article questioned the accuracy of certain prenatal tests offered by Labcorp (LH). On it, $LH fell 5%, losing $1...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...
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Assertio Therapeutics Inc
For Holders On:
09 November 2023
$ASRT stockholder filed a claim vs. Assertio, its CEO & CFO for overstating the true potential of the Spectrum deal, which led to shareho...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...
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truCrowd
For Holders On:
27 December 2023
The SEC alleged that TruCrowd failed to conduct due diligence in the crowdfunding offerings, exposing investors to fraud. Specifically,...
Misleading Statements
Financial Misrepresentation
Failure to Disclose
Omissions
Directors
Management
Service Provider
Collecting participants...
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Romeo Power Inc
In Settlement
Claim deadline:
29 May 2024
Class period start:
05 October 2020
Class period end:
16 August 2021
Security type:
Stocks
Trade Direction:
Long
+$14,900,000
Total Settlement Amount
Collect Payout
John Wiley & Sons
For Holders On:
15 June 2023
In June 2023, Wiley revealed a 6% revenue decrease after the suspension of the publishing program with subpar material. On it, $WLY fell...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...
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JinkoSolar Holding Company Limited
For Holders On:
09 May 2023
In May 2023, a newspaper reported the FBI-assisted execution of a DHS search warrant at the JinkoSolar site. On it, $JKS fell 8.3%, losi...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...
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Instil Bio Inc
For Holders On:
31 October 2022
In October 2022, Instil announced pausing enrollment in ITIL-168 ongoing clinical trials due to drug shortage. On it, $TIL fell 37.1%, l...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...
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Maison Solutions Inc.
For Holders On:
15 December 2023
Investors in Maison Solutions' stocks have initiated a claim against $MSS and its executives, alleging misleading IPO statements. In Dec...
Misleading Statements
Financial Misrepresentation
Failure to Disclose
Omissions
Directors
Management
Shareholder
Investment Bank
Service Provider
Collecting participants...
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Infosys Ltd ADR
For Holders On:
13 April 2023
In April, Infosys’s Q4’ 22 financial results missed consensus estimates, CEO warned of uncertain environment. On it, $INFY fell 9.8%, los...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...
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Hormel Foods Corporation
For Holders On:
12 October 2023
In Oct, Hormel updated its strategic priorities long-term forecast, reducing projected sales growth and EPS . On it, $HRL fell 9.8%, losi...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...
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Hollysys Automation Technologies Ltd
For Holders On:
03 November 2021
In Nov 2021, Hollysys notified SEC of late annual report filing and replacement of independent auditor. On it, $HOLI fell 29%, losing $35...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...
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Harrow Health Inc
For Holders On:
22 February 2023
In February, report was published alleging Harmony’s several problems with US authorities. On it, $HROW fell 3.2%, losing $18M+ of shareh...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...
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Harmony Biosciences Holdings
For Holders On:
28 March 2023
In March, report was published alleging multiple violations related to one of Harmony’s drugs. On it, $HRMY fell 25.8%, losing $626M+ of ...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...
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