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Baxter International Inc

Baxter International Inc

For Holders On:
09 February 2023
Baxter revealed that it had not achieved control over its supply chain problems and that its earnings guidance had been unreliable. $BAX ...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...
Seagate Technology PLC

Seagate Technology PLC

For Holders On:
26 October 2022
Seagate violated the EAR export regime. $STX fell nearly 8%, damaging investors. Investors suspect Seagate of failing to disclose that i...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...
Cornerstone Building Brands Inc

Cornerstone Building Brands Inc

For Holders On:
25 July 2022
On July 25, 2022, Clayton, Dubilier & Rice completed the acquisition of Cornerstone Building Brands. Prior to the Merger, Clayton, Dublie...
Misleading Statements
Failure to Disclose
Breach of Fiduciary duty
Omissions
Directors
Management
Collecting participants...

Arrow Financial Corporation

For Holders On:
11 May 2023
Arrow Financial Corporation failed to file quarterly report and meet NASDAQ requirements. Arrow's President & CEO resigned from all posi...
Misleading Statements
Financial Misrepresentation
Failure to Disclose
Omissions
Directors
Management
Service Provider
Collecting participants...

Mallinckrodt plc

For Holders On:
15 June 2023
Mallinckrodt failed to pay interest payments on bonds and disclosed that may need to file for bankruptcy. $MNK share price fell 30%+ Inve...
Misleading Statements
Financial Misrepresentation
Failure to Disclose
Omissions
Directors
Management
Service Provider
Collecting participants...
BioXcel Therapeutics Inc

BioXcel Therapeutics Inc

For Holders On:
29 June 2023
BioXcel disclosed that its principal investigator for the Phase 3 TRANQUILITY II clinical trial had failed to adhere to the informed cons...
Misleading Statements
Failure to Disclose
Negligence
Omissions
Directors
Management
Service Provider
Collecting participants...
Community Health Systems Inc

Community Health Systems Inc

Pending settlement
Claim deadline:
26 October 2023
Class period start:
21 February 2017
Class period end:
27 February 2018
Security type:
Stocks
Trade Direction:
Long
+$9,500,000
Total Settlement Amount
Shattuck Labs Inc

Shattuck Labs Inc

Pending settlement
Claim deadline:
30 September 2023
Class period start:
09 October 2020
Class period end:
08 November 2021
Security type:
Stocks
Trade Direction:
Long
+$1,400,000
Total Settlement Amount
Biomarin Pharmaceutical Inc

Biomarin Pharmaceutical Inc

Pending settlement
Claim deadline:
30 October 2023
Class period start:
03 March 2020
Class period end:
18 August 2020
Security type:
Stocks
Trade Direction:
Long
+$39,000,000
Total Settlement Amount
Aegean Marine Petroleum Network Inc.

Aegean Marine Petroleum Network Inc.

Settled
Claim deadline:
20 September 2023
Class period start:
27 February 2014
Class period end:
05 November 2018
Security type:
Stocks
Trade Direction:
Long
+$11,949,999
Total Settlement Amount
Nutanix Inc

Nutanix Inc

Settled
Claim deadline:
06 September 2023
Class period start:
30 November 2017
Class period end:
30 May 2019
Security type:
Stocks
Trade Direction:
Long
+$71,000,000
Total Settlement Amount

CBL & Associates Properties Inc

Settled
Claim deadline:
14 August 2023
Class period start:
29 July 2014
Class period end:
26 March 2019
Security type:
Stocks
Trade Direction:
Long
+$17,500,000
Total Settlement Amount
Columbia Pipeline Group

Columbia Pipeline Group

Pending settlement
Claim deadline:
01 June 2025
Class period start:
06 July 2015
Class period end:
01 July 2016
Security type:
Stocks
Trade Direction:
Long
+$79,000,000
Total Settlement Amount
Missfresh Ltd ADR

Missfresh Ltd ADR

For Holders On:
12 July 2022
On July 1, 2022, Missfresh (MF) announced the completion of the audit of the Company’s financials. Its “review identified certain transa...
Misleading Statements
Failure to Disclose
Omissions
Investment Bank
Service Provider
Collecting participants...
Novocure Ltd

Novocure Ltd

For Holders On:
06 June 2023
NovoCure issued results from the Phase 3 LUNAR clinical trial. Analysts noted that the therapy was tested in patients who worsened follow...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...

Atlas Financial Holdings Inc

Pending settlement
Claim deadline:
10 October 2023
Class period start:
22 February 2017
Class period end:
30 April 2019
Security type:
Stocks
Trade Direction:
Long
+$5,000,000
Total Settlement Amount
Interface Inc

Interface Inc

Settled
Claim deadline:
13 September 2023
Class period start:
12 May 2016
Class period end:
28 September 2020
Security type:
Stocks
Trade Direction:
Long
+$7,500,000
Total Settlement Amount

Electric Last Mile Solutions Inc

For Holders On:
25 June 2021
ELMS investigation discovered ELM’s seniors secretly acquired ELM shares prior to the PIPE Offering. Disclosures shocked the market caus...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...
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