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Molecular Partners AG ADR

Attorney Investigation
For Holders On:
11/16/2021
On November 16, 2021, the company disclosed that "a planned futility analysis of ensovibep in [an] ongoing [Phase 3] clinical study . . ....
Misleading Statements
Financial Misrepresentation
Failure to Disclose
Breach of Fiduciary duty
Omissions
Directors
Management
Collecting participants...
World Wrestling Entertainment Inc

World Wrestling Entertainment Inc

Attorney Investigation
For Holders On:
07/25/2022
On July 25, 2022, WWE filed the SEC report which announced that “the Company has made a preliminary determination that certain payments t...
Mismanagement
Misleading Statements
Financial Misrepresentation
Failure to Disclose
Malpractice
Negligence
Breach of Fiduciary duty
Omissions
Directors
Management
Service Provider
Collecting participants...
World Wrestling Entertainment Inc

World Wrestling Entertainment Inc

Attorney Investigation
For Holders On:
06/18/2022
In mid-2022, WWE faced a scandal over accusations of sexual misconduct and undisclosed payments vs. CEO V. McMahon, leading to his resign...
Financial Misrepresentation
Failure to Disclose
Malpractice
Breach of Fiduciary duty
Omissions
Directors
Management
Collecting participants...

Dingdong ADR

Attorney Investigation
For Holders On:
03/17/2022
On March 17, 2022, a Beijing News reported that Chinese regulators launched a probe into Dingdong for food safety violations uncovered by...
Misleading Statements
Failure to Disclose
Malpractice
Negligence
Omissions
Directors
Management
Service Provider
Collecting participants...

Dingdong ADR

Attorney Investigation
For Holders On:
06/28/2021
On March 17, 2022, a Beijing News reported that Chinese regulators launched a probe into Dingdong for food safety violations uncovered by...
Misleading Statements
Malpractice
Negligence
Omissions
Directors
Management
Collecting participants...
Nio Inc Class A ADR

Nio Inc Class A ADR

Attorney Investigation
For Holders On:
07/11/2022
On July 11, 2022, NIO announced that in response to the allegations made in a report issued by the short-seller firm Grizzly Research LLC...
Misleading Statements
Financial Misrepresentation
Fraud
Failure to Disclose
Malpractice
Negligence
Breach of Fiduciary duty
Omissions
Directors
Management
Service Provider
Collecting participants...
Humanigen Inc

Humanigen Inc

Attorney Investigation
For Holders On:
07/13/2022
On July 13, 2022, Humanigen disclosed that lenzilumab had failed to show statistical significance on the primary endpoint of the ACTIV-5/...
Misleading Statements
Financial Misrepresentation
Failure to Disclose
Omissions
Directors
Management
Collecting participants...
Humanigen Inc

Humanigen Inc

Attorney Investigation
For Holders On:
09/09/2021
On September 9, 2021, Humanigen issued a press release announcing that the FDA had rejected the lenzilumab EUA, advising investors that, ...
Misleading Statements
Financial Misrepresentation
Failure to Disclose
Omissions
Directors
Management
Collecting participants...
Hannon Armstrong Sustainable Infrastructure Capital Inc

Hannon Armstrong Sustainable Infrastructure Capital Inc

Attorney Investigation
For Holders On:
07/12/2022
In July 2022, Muddy Waters in its report alleged Hannon Armstrong of misleading financial statements. $HASI fell by 19%, losing $769M+ sh...
Misleading Statements
Financial Misrepresentation
Failure to Disclose
Omissions
Directors
Management
Collecting participants...
Discover Financial Services

Discover Financial Services

Motion to dismiss
For Holders On:
08/15/2023
Seeking Alpha published an article reporting on analyst speculation that CEO Hochschild’s resignation was directly tied to DFS’s recently...
Misleading Statements
Failure to Disclose
Negligence
Omissions
Directors
Management
Collecting participants...
Cavco Industries Inc

Cavco Industries Inc

Attorney Investigation
For Holders On:
09/02/2021
On September 2, 2021, the SEC filed a complaint against Cavco, former CEO Joseph Stegmayer, and former CFO and Chief Compliance Officer D...
Mismanagement
Misleading Statements
Failure to Disclose
Insider Trading
Malpractice
Negligence
Breach of Fiduciary duty
Omissions
Directors
Management
Collecting participants...
Cavco Industries Inc

Cavco Industries Inc

Attorney Investigation
For Holders On:
02/04/2019
The Company provided a corporate update regarding the SEC investigation, disclosing that the SEC had requested additional documents. The...
Mismanagement
Misleading Statements
Failure to Disclose
Insider Trading
Malpractice
Negligence
Omissions
Directors
Management
Collecting participants...
Cavco Industries Inc

Cavco Industries Inc

Attorney Investigation
For Holders On:
11/08/2018
On November 8, 2018, the Company reported to the SEC that for the period ending September 29, 2018, it believed its recently-departed CE...
Mismanagement
Misleading Statements
Failure to Disclose
Insider Trading
Malpractice
Negligence
Breach of Fiduciary duty
Omissions
Directors
Management
Collecting participants...

Apyx Medical Inc

Attorney Investigation
For Holders On:
03/14/2022
Apyx announced on March 14, 2022, that it has been notified by the FDA that the Agency intends to post a Medical Device Safety Communicat...
Mismanagement
Misleading Statements
Financial Misrepresentation
Failure to Disclose
Negligence
Omissions
Directors
Management
Collecting participants...
Unity Software Inc

Unity Software Inc

Attorney Investigation
For Holders On:
05/10/2022
On May 10, 2022, Unity announced its financial results for Q1 2022 below the market expectations and significantly reduced its fiscal 202...
Misleading Statements
Failure to Disclose
Insider Trading
Omissions
Directors
Management
Collecting participants...
Lifestance Health Group Inc

Lifestance Health Group Inc

Disbursed
Claim deadline:
01/17/2024
Class period start:
06/10/2021
Class period end:
11/08/2021
Security type:
Stocks
Trade Direction:
Long
+$50,000,000
Cash Settlement Amount

Tusimple Holdings Inc

Accepting Claims
Claim deadline:
01/31/2025
Class period start:
04/15/2021
Class period end:
12/20/2022
Security type:
Stocks
Trade Direction:
Long
+$189,000,000
Cash Settlement Amount
Collect Payout
Miniso Group Holding Ltd

Miniso Group Holding Ltd

Attorney Investigation
For Holders On:
07/26/2022
On July 26, 2022, market researcher Blue Orca Capital published a report on MINISO that alleged several issues. From the Chinese registr...
Misleading Statements
Financial Misrepresentation
Failure to Disclose
Breach of Fiduciary duty
Omissions
Directors
Management
Collecting participants...
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