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Cavco Industries Inc
For Holders On:
02 September 2021
On September 2, 2021, the SEC filed a complaint against Cavco, former CEO Joseph Stegmayer, and former CFO and Chief Compliance Officer D...
Mismanagement
Misleading Statements
Failure to Disclose
Insider Trading
Malpractice
Negligence
Breach of Fiduciary duty
Omissions
Directors
Management
Collecting participants...
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Cavco Industries Inc
For Holders On:
04 February 2019
The Company provided a corporate update regarding the SEC investigation, disclosing that the SEC had requested additional documents. The...
Mismanagement
Misleading Statements
Failure to Disclose
Insider Trading
Malpractice
Negligence
Omissions
Directors
Management
Collecting participants...
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Cavco Industries Inc
For Holders On:
08 November 2018
On November 8, 2018, the Company reported to the SEC that for the period ending September 29, 2018, it believed its recently-departed CE...
Mismanagement
Misleading Statements
Failure to Disclose
Insider Trading
Malpractice
Negligence
Breach of Fiduciary duty
Omissions
Directors
Management
Collecting participants...
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Apyx Medical Inc
For Holders On:
14 March 2022
Apyx announced on March 14, 2022, that it has been notified by the FDA that the Agency intends to post a Medical Device Safety Communicat...
Mismanagement
Misleading Statements
Financial Misrepresentation
Failure to Disclose
Negligence
Omissions
Directors
Management
Collecting participants...
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Unity Software Inc
For Holders On:
10 May 2022
On May 10, 2022, Unity announced its financial results for Q1 2022 below the market expectations and significantly reduced its fiscal 202...
Misleading Statements
Failure to Disclose
Insider Trading
Omissions
Directors
Management
Collecting participants...
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Lifestance Health Group Inc
For Holders On:
11 August 2021
On August 11, 2021, LifeStance published its financial results which reported a $70 million net loss and issued Q3 guidance that was belo...
Misleading Statements
Financial Misrepresentation
Failure to Disclose
Breach of Fiduciary duty
Omissions
Directors
Management
Collecting participants...
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Tusimple Holdings Inc
For Holders On:
06 April 2022
On April 6, 2022, one of TuSimple’s autonomously driven truck got out of control and had a serious accident. The Federal Motor Carrier S...
Misleading Statements
Failure to Disclose
Negligence
Omissions
Directors
Management
Collecting participants...
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Miniso Group Holding Ltd
For Holders On:
26 July 2022
On July 26, 2022, market researcher Blue Orca Capital published a report on MINISO that alleged several issues. From the Chinese registr...
Misleading Statements
Financial Misrepresentation
Failure to Disclose
Breach of Fiduciary duty
Omissions
Directors
Management
Collecting participants...
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Bed Bath & Beyond Inc
For Holders On:
18 August 2022
Ryan Cohen, through his investment firm RC Ventures LLC, announced that he would sell his entire stake in Bed Bath & Beyond. Later on Aug...
Price manipulation
Insider Trading
Directors
Shareholder
Influencer
Collecting participants...
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Bed Bath & Beyond Inc
For Holders On:
15 August 2022
Ryan Cohen, through his investment firm RC Ventures LLC, announced in SEC filing purchases of over one million January 2023 call options....
Price manipulation
Insider Trading
Directors
Shareholder
Influencer
Collecting participants...
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Bed Bath & Beyond Inc
For Holders On:
06 March 2022
Ryan Cohen, the entrepreneur and influencer, sent a letter to Bed Bath & Beyond’s board which announced that he owned through his investm...
Price manipulation
Insider Trading
Shareholder
Influencer
Collecting participants...
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Lottery.com Inc
For Holders On:
29 July 2022
On July 6, 2022, Lottery.com disclosed that an internal investigation, conducted by independent counsel, had uncovered “instances of nonc...
Misleading Statements
Financial Misrepresentation
Failure to Disclose
Malpractice
Negligence
Breach of Fiduciary duty
Omissions
Directors
Management
Service Provider
Collecting participants...
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Twitter Inc
For Holders On:
23 August 2022
CNN released an article “Ex-Twitter exec blows the whistle, alleging reckless and negligent cybersecurity policies” in which was disclose...
Mismanagement
Malpractice
Negligence
Breach of Fiduciary duty
Omissions
Directors
Management
Collecting participants...
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Volta Industries Inc
For Holders On:
21 March 2022
Volta announced on March 21, 2022, that it reschedules its Q4 and year-end 2021 conference call once it completes the necessary review of...
Mismanagement
Failure to Disclose
Negligence
Omissions
Directors
Management
Service Provider
Collecting participants...
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Polished.com Inc.
For Holders On:
26 August 2022
In August 2020, Polished was no longer in compliance with NYSE rules. $POL lost over 90% of its value since its IPO in July 2020. Invest...
Misleading Statements
Financial Misrepresentation
Failure to Disclose
Omissions
Directors
Management
Investment Bank
Service Provider
Collecting participants...
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Avaya Holdings Corp
For Holders On:
28 July 2022
On June 28, 2022, Avaya announced certain Preliminary Q3 2022 fiscal financial results according to which it significantly cut revenue a...
Mismanagement
Misleading Statements
Financial Misrepresentation
Fraud
Failure to Disclose
Malpractice
Negligence
Breach of Fiduciary duty
Omissions
Directors
Management
Service Provider
Collecting participants...
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Hyzon Motors Inc
For Holders On:
05 August 2022
In August 2022, Hyson reported that some financial statements should no longer be relied upon. $HYZN plunged 38% and lost $423M of its ca...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Service Provider
Collecting participants...
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Kiromic Biopharma Inc
For Holders On:
03 February 2022
The public offering closed on July 2, 2021, more than 30 days after the Company submitted the IND applications for its two immunotherapy ...
Misleading Statements
Failure to Disclose
Omissions
Directors
Management
Collecting participants...
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